Rule 5 Compliance - Risk Management


   
  Courses : Compliance : Rule 5 Compliance - Risk Management :

Why you should attend this seminar
The Solicitors’ Code of Conduct has made risk management mandatory for every
solicitors’ practice. Is your firm doing enough? This seminar will focus on the
management of operational risk and will offer practical advice and guidance on the
tools needed to measure your risk and on implementing a risk management strategy.

The presenter will share in an interactive way her personal experiences of implementing risk measures, explain the methods sheused and benefits gained.

Who should attend
• Solicitors
• Complaints Managers
• Partners
• Heads of legal

Key benefits
By attending this seminar you will learn how to protect your firm from a breach of the Solicitor’s Code of Conduct. Find out how to avoid serious risk and compliance problems.

Programme includes
• An overview of the Solicitors’ Code of Conduct
• The Code’s requirements on business and risk management
• Implementing a risk management strategy
• Creating a “risk culture”
• Risk management in practice
• Methods to evaluate operational risk
• Evidence needed to ensure compliance
• The benefits of risk management




£165.00
per delegate
All prices are exclusive of VAT


3 CPD hours. This course can help contribute towards the training requirements of the SRA for Management Course Stage 2 and Rule 5 for solicitors wishing to be “qualified to supervise.” Rule 5 of the Code requires solicitors wishing to be “qualified to supervise” to undertake 12 hours of management skills training.