In 2011, the SRA published its new Handbook, which governs the new regulatory regime. This course includes a detailed analysis and explanation of the new regime, and offers practical guidance to help make the transition to the more targeted, risk based approach behind OFR. Suitable for anyone who wants a detailed understanding of the new regime, it will help you prepare effectively and appropriately for the changes on the horizon.

Who should attend
• Solicitors
• Complaints Managers
• Partners
• Heads of legal
• Heads of Compliance/Compliance Managers

Programme Includes:
• Recap on the key features of OFR
• Outcomes and Indicative Behaviours – a detailed analysis and explanation
• Responsibilities of the firm and of key individuals
• Roles of the Compliance Officer for Legal Practice and for Finance & Administration (COLP & COFA)
• Client Care
• Equality and diversity
• Conflicts of interest
• Your client and the court; your client and 3rd parties
• The Management of Business and separate businesses
• Publicity, fee sharing and referrals
• You and your regulator
• Key dates and suggested steps in the transition process